Personnel Hong Kong SFC License Details (ID 68362)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tongjin Securities Limited	RO	Advising on futures contracts	2021-03-15	2023-06-30
	RO	Advising on securities	2021-03-15	2023-06-30
	RO	Dealing in futures contracts	2021-03-15	2023-06-30
	RO	Dealing in securities	2021-03-15	2023-06-30
ASA SECURITIES LIMITED	RO	Advising on securities	2019-04-16	2021-02-05
	RO	Dealing in securities	2014-04-30	2021-02-05
	RO	Dealing in futures contracts	2012-09-05	2021-02-05
	Rep	Dealing in futures contracts	2011-02-10	2012-09-05
	Rep	Dealing in securities	2011-02-10	2014-04-30
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-03-26	2011-01-08
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-03-26	2011-01-08
KGI ASIA LIMITED	Rep	Dealing in securities	2008-01-28	2008-03-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-28	2008-03-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-28	2008-03-01
KuCoin HK Limited	Rep	Dealing in securities	2007-12-07	2008-01-20
KuCoin Commodity Futures Limited	Rep	Dealing in futures contracts	2005-12-09	2008-01-20
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-07-14	2005-09-21
GET NICE FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Dealing in futures contracts	-	2003-04-30