Personnel Hong Kong SFC License Details (ID 68363)

Personnel Hong Kong SFC License Details (ID 68363)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2021-11-30	2022-06-27
	Rep	Dealing in securities	2021-09-27	2022-06-27
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-01-14	2021-07-20
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2015-01-14	2021-07-20
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2012-12-07	2015-01-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2011-11-04	2015-01-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-11-04	2015-01-03
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-09-30	2011-10-18
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2011-09-30	2011-10-18
ASA SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-01-10	2011-09-16
	Rep	Dealing in securities	2010-10-20	2011-09-16
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-11-11	2010-09-18
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2008-04-29	2009-08-12
	Rep	Dealing in securities	2008-04-29	2009-08-12
Win Securities Limited	Rep	Providing automated trading services	2008-04-29	2009-08-12
	Rep	Dealing in securities	2008-04-29	2009-08-12