Personnel Hong Kong SFC License Details (ID 68366)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED	RO	Dealing in securities	2024-02-14	-
	RO	Advising on securities	2022-12-23	-
	RO	Asset management	2022-12-23	-
Changjiang Securities Brokerage (HK) Limited	RO	Dealing in securities	2017-07-05	2021-05-07
Changjiang Asset Management (HK) Limited	Rep	Advising on securities	2017-02-08	2021-05-07
	Rep	Asset management	2017-02-08	2021-05-07
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2017-02-08	2021-05-07
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-02-08	2017-07-05
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-05-25	2016-11-11
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2015-09-30	2016-12-27
	Rep	Asset management	2015-09-30	2016-12-27
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-09-30	2016-11-11
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2015-04-27	2015-07-06
	Rep	Asset management	2015-04-27	2015-07-06
	Rep	Dealing in securities	2015-04-27	2015-07-06
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2013-05-27	2014-03-11
	Rep	Asset management	2013-05-27	2014-03-11
	Rep	Dealing in securities	2013-04-08	2014-03-11
ASA SECURITIES LIMITED	Rep	Dealing in securities	2010-11-17	2013-03-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-07-30	2010-11-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-06-14	2008-07-10
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-06-14	2008-07-10