| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED | RO | Dealing in securities | 2024-02-14 | - |
| RO | Advising on securities | 2022-12-23 | - | |
| RO | Asset management | 2022-12-23 | - | |
| Changjiang Securities Brokerage (HK) Limited | RO | Dealing in securities | 2017-07-05 | 2021-05-07 |
| Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2017-02-08 | 2021-05-07 |
| Rep | Asset management | 2017-02-08 | 2021-05-07 | |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-02-08 | 2021-05-07 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-02-08 | 2017-07-05 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2016-11-11 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | Advising on securities | 2015-09-30 | 2016-12-27 |
| Rep | Asset management | 2015-09-30 | 2016-12-27 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-30 | 2016-11-11 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-04-27 | 2015-07-06 |
| Rep | Asset management | 2015-04-27 | 2015-07-06 | |
| Rep | Dealing in securities | 2015-04-27 | 2015-07-06 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-05-27 | 2014-03-11 |
| Rep | Asset management | 2013-05-27 | 2014-03-11 | |
| Rep | Dealing in securities | 2013-04-08 | 2014-03-11 | |
| ASA SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-17 | 2013-03-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-07-30 | 2010-11-10 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-14 | 2008-07-10 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-14 | 2008-07-10 |
No HKMA registrations in the collected records.