Personnel Hong Kong SFC License Details (ID 68369)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Emmanuel Investments Managers Company Limited	RO	Advising on securities	2021-09-03	2026-03-31
	RO	Asset management	2021-09-03	2026-03-31
Grit Capital Limited	RO	Advising on securities	2021-05-11	2021-06-30
	RO	Asset management	2021-05-11	2021-06-30
Superactive Financial Group Company Limited	Rep	Advising on futures contracts	2020-10-08	2021-04-16
	RO	Advising on securities	2020-10-08	2021-04-16
	RO	Asset management	2020-10-08	2021-04-16
	Rep	Advising on securities	2020-08-31	2020-10-08
	Rep	Asset management	2020-08-31	2020-10-08
Old Peak Capital Limited	RO	Advising on securities	2020-01-09	2020-04-30
	RO	Asset management	2020-01-09	2020-04-30
	Rep	Advising on securities	2019-12-18	2020-01-09
	Rep	Asset management	2019-12-18	2020-01-09
INVESTPORT (H.K.) LIMITED	RO	Advising on futures contracts	2018-03-27	2019-11-30
	RO	Advising on securities	2018-03-27	2019-11-30
	RO	Asset management	2018-03-27	2019-11-30
	RO	Dealing in securities	2018-03-27	2019-11-30
	Rep	Advising on futures contracts	2016-12-02	2018-03-27
	Rep	Advising on securities	2016-12-02	2018-03-27
	Rep	Asset management	2016-12-02	2018-03-27
	Rep	Dealing in securities	2016-12-02	2018-03-27
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2016-03-04	2016-11-30
	Rep	Dealing in securities	2016-03-04	2016-11-30
ASA SECURITIES LIMITED	Rep	Advising on securities	2012-09-10	2015-12-15
	Rep	Dealing in futures contracts	2011-06-20	2015-12-15
	Rep	Dealing in securities	2011-02-14	2015-12-15