Personnel Hong Kong SFC License Details (ID 68370)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2021-08-08
	Rep	Dealing in securities	2017-10-03	2021-08-08
	Rep	Advising on securities	2012-07-23	2017-10-02
	Rep	Dealing in securities	2012-06-22	2017-10-02
ASA SECURITIES LIMITED	Rep	Dealing in securities	2011-09-06	2012-06-05
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2010-10-15	2011-08-02