Personnel Hong Kong SFC License Details (ID 68372)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2016-01-27	-
	RO	Dealing in securities	2016-01-27	-
	Rep	Advising on corporate finance	2014-07-14	2016-01-27
	Rep	Dealing in securities	2014-07-14	2016-01-27
	RO	Dealing in securities	2013-04-15	2013-11-23
	RO	Advising on corporate finance	2011-08-08	2013-11-23
	Rep	Advising on corporate finance	2011-04-13	2011-08-08
	Rep	Dealing in securities	2011-04-13	2013-04-15
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2009-06-03	2011-02-23
	Rep	Advising on corporate finance	2009-04-08	2009-06-03
	Rep	Dealing in securities	2009-04-08	2011-02-23
ICEA CAPITAL LIMITED	RO	Advising on corporate finance	2008-09-16	2009-04-01
ICEA CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-05-02	2008-09-30
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-08-18	2008-09-16
	Rep	Dealing in securities	2006-08-18	2009-04-01
CNI GLOBAL CAPITAL LIMITED	Rep	Advising on corporate finance	2004-10-05	2005-09-06
	Rep	Advising on corporate finance	2003-07-18	2004-05-27
Optima Capital Limited	Rep	Advising on securities	2003-04-01	2003-07-11
	Rep	Asset management	2003-04-01	2003-07-11
	Rep	Advising on corporate finance	2003-04-01	2004-05-27