Personnel Hong Kong SFC License Details (ID 68374)

Personnel Hong Kong SFC License Details (ID 68374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XinKong International Securities Limited	RO	Dealing in securities	2019-03-15	2023-03-20
XinKong International Capital Limited	RO	Advising on corporate finance	2017-05-09	2023-03-20
	RO	Dealing in securities	2017-05-09	2023-03-20
XinKong International Securities Limited	RO	Advising on corporate finance	2017-05-09	2017-07-31
	RO	Dealing in securities	2017-05-09	2017-07-31
ABCI Securities Company Limited	Rep	Dealing in securities	2011-10-27	2017-04-28
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2011-03-17	2017-04-28
	RO	Dealing in securities	2011-03-17	2017-04-28
ABCI Securities Company Limited	RO	Advising on securities	2005-11-15	2011-04-18
	RO	Dealing in securities	2004-12-20	2011-04-18
	RO	Advising on corporate finance	-	2011-04-18