Personnel Hong Kong SFC License Details (ID 68380)

Personnel Hong Kong SFC License Details (ID 68380)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Corporate Finance Limited (VG)	Rep	Advising on corporate finance	2022-11-16	-
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in securities	2021-09-23	2022-04-13
	Rep	Dealing in securities	2019-12-11	2021-09-23
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2019-08-23	2022-04-06
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2019-08-23	2020-03-27
China Securities (International) Corporate Finance Company Limited	Rep	Dealing in securities	2014-06-23	2019-01-31
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2013-09-06	2019-01-31
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2013-09-06	2019-01-31
ABCI Securities Company Limited	Rep	Dealing in securities	2011-10-27	2013-08-15
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2011-04-04	2013-08-15
	Rep	Dealing in securities	2011-04-04	2013-08-15
ABCI Securities Company Limited	Rep	Advising on corporate finance	2010-07-16	2011-03-24
	Rep	Dealing in securities	2010-07-16	2011-03-24
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2008-04-03	2010-07-05
	Rep	Dealing in securities	2008-04-03	2010-07-05