| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ABCI CAPITAL LIMITED | RO | Advising on corporate finance | 2013-11-06 | - |
| RO | Dealing in securities | 2013-11-06 | - | |
| Rep | Advising on corporate finance | 2011-04-04 | 2013-11-06 | |
| Rep | Dealing in securities | 2011-04-04 | 2013-11-06 | |
| ABCI Securities Company Limited | Rep | Advising on corporate finance | 2009-10-22 | 2011-03-24 |
| Rep | Dealing in securities | 2009-10-22 | 2011-03-24 | |
| Shang International Finance Limited | Rep | Advising on securities | 2006-07-27 | 2009-10-13 |
| Rep | Dealing in securities | 2006-07-27 | 2009-10-13 | |
| Rep | Advising on corporate finance | 2006-06-14 | 2009-10-13 | |
| BARON ASIA LIMITED | Rep | Advising on corporate finance | 2005-09-23 | 2006-06-09 |
No HKMA registrations in the collected records.