Personnel Hong Kong SFC License Details (ID 68384)

Personnel Hong Kong SFC License Details (ID 68384)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2013-11-06	-
	RO	Dealing in securities	2013-11-06	-
	Rep	Advising on corporate finance	2011-04-04	2013-11-06
	Rep	Dealing in securities	2011-04-04	2013-11-06
ABCI Securities Company Limited	Rep	Advising on corporate finance	2009-10-22	2011-03-24
	Rep	Dealing in securities	2009-10-22	2011-03-24
Shang International Finance Limited	Rep	Advising on securities	2006-07-27	2009-10-13
	Rep	Dealing in securities	2006-07-27	2009-10-13
	Rep	Advising on corporate finance	2006-06-14	2009-10-13
BARON ASIA LIMITED	Rep	Advising on corporate finance	2005-09-23	2006-06-09