Personnel SFC Licences and HKMA Registrations (ID 68388)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oakwise Capital Management Limited	RO	Advising on securities	2024-07-30	-
	RO	Asset management	2024-07-30	-
	RO	Dealing in securities	2022-01-24	-
	Rep	Advising on securities	2021-07-20	2024-07-30
	Rep	Asset management	2021-07-20	2024-07-30
CHELSEA SECURITIES LIMITED	RO	Advising on corporate finance	2016-07-29	2021-05-31
	RO	Dealing in securities	2016-07-29	2021-05-31
	Rep	Advising on corporate finance	2016-06-21	2016-07-29
	Rep	Dealing in securities	2016-06-21	2016-07-29
ABCI Securities Company Limited	RO	Dealing in securities	2013-12-18	2016-03-01
	Rep	Dealing in securities	2013-11-26	2013-12-18
ABCI CAPITAL LIMITED	RO	Advising on corporate finance	2013-01-10	2016-03-01
	RO	Dealing in securities	2013-01-10	2016-03-01
	Rep	Advising on corporate finance	2011-05-05	2013-01-10
	Rep	Dealing in securities	2011-05-05	2013-01-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.