Personnel Hong Kong SFC License Details (ID 68406)

Personnel Hong Kong SFC License Details (ID 68406)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2020-12-30	2021-09-17
	Rep	Asset management	2020-12-30	2021-09-17
	Rep	Advising on securities	2018-04-25	2019-09-27
	Rep	Asset management	2018-04-25	2019-09-27
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2012-11-12	2014-04-04
	Rep	Advising on securities	2012-11-12	2014-04-04
	Rep	Asset management	2012-11-12	2014-04-04
	Rep	Advising on futures contracts	2011-03-30	2012-05-20
	Rep	Advising on securities	2011-03-30	2012-05-20
	Rep	Asset management	2011-03-30	2012-05-20
	Rep	Advising on futures contracts	2007-08-14	2009-03-03
	Rep	Advising on securities	2007-08-14	2009-03-03
	Rep	Asset management	2007-08-14	2009-03-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-04-24	2007-07-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2004-10-14	2004-12-08
	Rep	Dealing in securities	2004-10-14	2004-12-08