| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-08-29 | - |
| RO | Advising on securities | 2025-07-23 | - | |
| RO | Asset management | 2025-07-23 | - | |
| RO | Dealing in securities | 2025-07-23 | - | |
| Rep | Advising on securities | 2025-07-02 | 2025-07-23 | |
| Rep | Asset management | 2025-07-02 | 2025-07-23 | |
| Rep | Dealing in securities | 2025-07-02 | 2025-07-23 | |
| LQ Pacific Partners Limited | RO | Advising on securities | 2020-11-20 | 2025-05-30 |
| RO | Asset management | 2020-11-20 | 2025-05-30 | |
| RO | Dealing in securities | 2020-11-20 | 2025-05-30 | |
| Rep | Advising on securities | 2020-11-16 | 2020-11-20 | |
| Rep | Asset management | 2020-11-16 | 2020-11-20 | |
| Rep | Dealing in securities | 2020-11-16 | 2020-11-20 | |
| Cedarlake Global Capital Limited | RO | Advising on securities | 2019-02-13 | 2020-08-18 |
| RO | Asset management | 2019-02-13 | 2020-08-18 | |
| RO | Dealing in securities | 2019-02-13 | 2020-08-18 | |
| C.P. SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2017-06-30 | 2017-10-30 |
| C.P. FINANCIAL MANAGEMENT LIMITED | RO | Asset management | 2017-02-22 | 2017-10-30 |
| Rep | Asset management | 2017-01-11 | 2017-02-22 | |
| RO | Asset management | 2015-02-04 | 2016-12-30 | |
| VISION FINANCE (SECURITIES) LIMITED | RO | Advising on securities | 2014-09-01 | 2015-01-20 |
| RO | Asset management | 2014-09-01 | 2015-01-20 | |
| Rep | Advising on securities | 2014-07-04 | 2014-09-01 | |
| Rep | Asset management | 2014-07-04 | 2014-09-01 | |
| Rep | Dealing in securities | 2014-07-04 | 2015-01-20 | |
| NUOXIN CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2014-05-26 | 2014-05-31 |
| RO | Asset management | 2014-05-26 | 2014-05-31 | |
| Rep | Advising on securities | 2011-04-18 | 2014-05-26 | |
| Rep | Asset management | 2011-04-18 | 2014-05-26 |
No HKMA registrations in the collected records.