| CHELSEA SECURITIES LIMITED | RO | Advising on securities | 2017-07-17 | - |
| RO | Asset management | 2017-07-17 | - |
| RO | Dealing in securities | 2017-07-17 | - |
| Rep | Advising on securities | 2017-05-18 | 2017-07-17 |
| Rep | Asset management | 2017-05-18 | 2017-07-17 |
| Rep | Dealing in securities | 2017-05-18 | 2017-07-17 |
| Goldhorse Securities Limited | RO | Advising on securities | 2016-10-18 | 2017-03-31 |
| WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-10-18 | 2017-03-31 |
| Goldhorse Securities Limited | RO | Dealing in securities | 2016-06-22 | 2017-03-31 |
| Rep | Dealing in securities | 2016-04-01 | 2016-06-22 |
| Mason Securities Limited | Rep | Dealing in securities | 2013-12-11 | 2016-03-24 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-11 | 2016-03-24 |
| Emperor Wealth Management Limited | Rep | Dealing in securities | 2012-04-30 | 2012-08-06 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-10 | 2012-08-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-02-10 | 2012-08-06 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2011-07-14 | 2012-02-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2010-09-01 | 2011-06-14 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-07-13 | 2011-06-14 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-13 | 2011-06-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-10-27 | 2010-06-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-27 | 2010-06-12 |
| Rep | Advising on securities | 2006-10-18 | 2010-06-12 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2005-02-21 | 2006-09-26 |