Personnel Hong Kong SFC License Details (ID 68570)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2003-05-28	2016-02-20
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2003-05-27
	Rep	Advising on securities	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Dealing in securities	-	2003-05-27