Personnel Hong Kong SFC License Details (ID 68572)

Personnel Hong Kong SFC License Details (ID 68572)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2017-05-10	2019-04-10
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2014-04-17	2016-12-15
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-04-17	2016-12-15
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-04-17	2012-12-08
ABCI Securities Company Limited	Rep	Dealing in securities	2011-09-16	2012-04-01
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2009-06-26	2011-06-30
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-10	2011-06-30
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-04	2009-06-26
Tung Shing Futures (Brokers) Limited	RO	Dealing in futures contracts	2009-02-09	2009-04-17
	Rep	Dealing in futures contracts	2006-01-25	2009-02-09
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2006-01-25	2009-04-17
ABCI Securities Company Limited	Rep	Advising on securities	-	2003-10-29
	Rep	Asset management	-	2003-10-29
	Rep	Providing automated trading services	-	2003-10-29
	Rep	Advising on corporate finance	-	2005-03-16
	Rep	Dealing in securities	-	2006-01-16