| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-11-10 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-04-19 | 2015-11-07 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-02-08 | 2015-11-07 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2010-11-17 | 2012-02-02 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-15 | 2010-11-17 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-10 | 2010-11-17 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2007-09-12 | 2009-09-07 |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2005-10-26 | 2008-03-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-09 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-09 |
| Rep | Asset management | 2003-04-01 | 2004-01-09 |
| Rep | Dealing in securities | 2003-04-01 | 2005-10-17 |