Personnel Hong Kong SFC License Details (ID 68576)

Personnel Hong Kong SFC License Details (ID 68576)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Asset Management Limited	Rep	Advising on securities	2023-10-10	2024-06-28
	Rep	Asset management	2023-10-10	2024-06-28
	Rep	Dealing in securities	2023-10-10	2024-06-28
Arta Global Futures Limited	Rep	Dealing in futures contracts	2023-10-10	2024-06-28
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2023-10-10	2024-06-28
	Rep	Asset management	2023-10-10	2024-06-28
	Rep	Dealing in securities	2023-10-10	2024-06-28
ABCI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2013-11-11	2014-01-30
ABCI Securities Company Limited	Rep	Dealing in securities	2012-12-11	2014-01-30
ABCI ASSET MANAGEMENT LIMITED	RO	Asset management	2012-10-18	2014-01-30
ABCI Securities Company Limited	Rep	Advising on securities	2010-05-20	2012-07-12
	Rep	Dealing in securities	2010-05-20	2012-07-12
EDMOND DE ROTHSCHILD ASSET MANAGEMENT (HONG KONG) LTD.	Rep	Asset management	2008-05-23	2009-06-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2006-08-16	2007-11-23
	Rep	Asset management	2006-08-16	2007-11-23
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2005-03-01	2006-05-12