| GOLD FUND SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-10-08 | 2021-03-15 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-17 | 2018-07-27 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2018-07-27 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-22 | 2014-04-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-08-22 | 2014-04-14 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2011-01-24 | 2012-08-10 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-07 | 2011-01-22 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-07 | 2011-01-22 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2010-03-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in futures contracts | - | 2010-03-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-05 |
| Rep | Advising on securities | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in securities | - | 2010-03-20 |