Personnel Hong Kong SFC License Details (ID 68601)

Personnel Hong Kong SFC License Details (ID 68601)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-08-26	-
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2024-05-23	-
ABCI Securities Company Limited	Rep	Dealing in securities	2009-09-03	2024-04-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-07-07	2009-08-19
TAI SHING STOCK INVESTMENT CO. LIMITED	Rep	Dealing in securities	2007-08-02	2008-07-02
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-30	2007-03-31
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-05-30	2007-03-31