| ABCI Securities Company Limited | RO | Dealing in securities | 2013-09-25 | - |
| Rep | Advising on securities | 2013-02-19 | - |
| Rep | Dealing in securities | 2011-05-20 | 2013-09-25 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2011-05-03 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-07 | 2011-05-03 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-06-20 | 2009-04-29 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-06-20 | 2009-04-29 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-19 | 2006-06-05 |
| KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-08-24 |
| Rep | Asset management | 2003-04-01 | 2004-08-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-05-24 |
| KINGSTON SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-04 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-24 |
| Rep | Asset management | 2003-04-01 | 2004-08-24 |
| Rep | Dealing in securities | 2003-04-01 | 2005-05-24 |