| JINTIAN INTERNATIONAL SUPPLY CHAIN SERVICES LIMITED | RO | Advising on futures contracts | 2018-04-26 | 2019-04-17 |
| RO | Dealing in futures contracts | 2018-04-26 | 2019-04-17 |
| ADMIS Hong Kong Limited | RO | Leveraged foreign exchange trading | 2010-03-10 | 2013-07-23 |
| REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-12 | 2006-02-10 |
| ADMIS Hong Kong Limited | RO | Advising on futures contracts | 2004-02-06 | 2014-02-15 |
| RO | Dealing in futures contracts | 2004-02-06 | 2014-02-15 |
| Rep | Asset management | - | 2004-02-04 |
| Rep | Advising on futures contracts | - | 2004-02-06 |
| Rep | Dealing in futures contracts | - | 2004-02-06 |