Personnel Hong Kong SFC License Details (ID 68644)

Personnel Hong Kong SFC License Details (ID 68644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-02-11	2023-05-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-02-11	2023-05-12
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-02	2020-10-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-06-02	2020-10-05
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2014-04-03	2017-03-25
ADMIS Hong Kong Limited	Rep	Leveraged foreign exchange trading	2011-02-18	2013-01-01
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-12-31	2009-04-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-12-21	2009-04-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-12-21	2009-04-01
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2007-05-15	2007-11-30
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2006-09-12	2007-11-30