| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ADMIS Hong Kong Limited | RO | Advising on futures contracts | 2021-02-23 | 2021-06-30 |
| RO | Dealing in futures contracts | 2021-02-23 | 2021-06-30 | |
| RO | Leveraged foreign exchange trading | 2015-03-25 | 2019-04-30 | |
| Rep | Leveraged foreign exchange trading | 2010-10-20 | 2015-03-25 | |
| Rep | Advising on futures contracts | 2004-05-07 | 2021-02-23 | |
| Rep | Dealing in futures contracts | 2004-05-07 | 2021-02-23 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | - | 2004-05-02 |