| Saxo Capital Markets HK Limited | RO | Dealing in futures contracts | 2020-10-23 | 2022-02-28 |
| RO | Leveraged foreign exchange trading | 2020-10-23 | 2022-02-28 |
| Rep | Dealing in futures contracts | 2020-03-04 | 2020-10-23 |
| Rep | Leveraged foreign exchange trading | 2020-03-04 | 2020-10-23 |
| Rep | Dealing in securities | 2020-03-04 | 2022-02-28 |
| ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2011-08-02 | 2019-04-30 |
| Rep | Dealing in futures contracts | 2010-10-05 | 2020-02-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-07-20 | 2010-09-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-20 | 2010-09-08 |