Personnel Hong Kong SFC License Details (ID 68658)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in futures contracts	2026-05-07	-
	Rep	Dealing in securities	2025-03-24	-
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-16	2025-03-14
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-07-16	2025-03-14
KGI ASIA LIMITED	Rep	Dealing in securities	2018-06-05	2019-07-03
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-06-05	2019-07-03
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-10-08	2018-05-01
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2012-08-21	2018-05-01
ADMIS Hong Kong Limited	Rep	Leveraged foreign exchange trading	2011-04-04	2011-11-20
	Rep	Dealing in futures contracts	2010-03-22	2011-07-11
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2009-12-17
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-06-06	2009-12-17
	Rep	Leveraged foreign exchange trading	2008-06-06	2009-12-17
Newedge Broker Limited	Rep	Providing automated trading services	2008-06-06	2009-07-31
	Rep	Dealing in futures contracts	2008-06-06	2009-07-31
MF Global Hong Kong Limited	Rep	Leveraged foreign exchange trading	2007-04-30	2008-06-05
MF Global Foreign Exchange HK Limited	Rep	Leveraged foreign exchange trading	2007-01-02	2007-04-30
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2007-01-02	2008-06-05
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2006-12-16
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-02-03	2006-12-16
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2006-01-18	2006-12-16
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-12-09	2006-12-16
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2003-11-21	2004-07-14
REFCO FOREX LIMITED	Rep	Leveraged foreign exchange trading	2003-11-21	2005-12-01
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2003-11-07