Personnel Hong Kong SFC License Details (ID 68660)

Personnel Hong Kong SFC License Details (ID 68660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLATFORM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-09-07	2023-11-02
	RO	Asset management	2015-06-26	2023-11-02
AP Asset Management (HK) Limited	RO	Advising on futures contracts	2010-03-09	2013-12-04
	RO	Advising on securities	2010-03-09	2013-12-04
	RO	Asset management	2010-03-09	2015-01-13
	RO	Dealing in securities	2010-03-09	2015-01-13
	Rep	Asset management	2009-01-15	2010-03-09
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on securities	2003-12-30	2006-10-14
	Rep	Advising on corporate finance	-	2003-12-29
	Rep	Asset management	-	2003-12-29
	Rep	Providing automated trading services	-	2003-12-29
	Rep	Dealing in securities	-	2003-12-29
	Rep	Advising on securities	-	2003-12-30