| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | RO | Advising on securities | 2011-06-20 | 2015-04-30 |
| RO | Dealing in securities | 2011-06-20 | 2015-04-30 | |
| Rep | Advising on securities | 2010-12-17 | 2011-06-20 | |
| Rep | Dealing in securities | 2010-12-17 | 2011-06-20 | |
| Rep | Asset management | 2010-12-17 | 2011-06-30 | |
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | Advising on corporate finance | - | 2004-05-04 |
| RO | Asset management | - | 2004-05-04 | |
| RO | Providing automated trading services | - | 2004-05-04 | |
| RO | Advising on futures contracts | - | 2005-10-31 | |
| RO | Advising on securities | - | 2005-10-31 | |
| RO | Dealing in securities | - | 2005-10-31 |