Personnel Hong Kong SFC License Details (ID 68675)

Personnel Hong Kong SFC License Details (ID 68675)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Hong Kong Limited	RO	Advising on securities	2010-04-21	2012-03-29
	RO	Asset management	2010-04-21	2012-03-29
	RO	Dealing in securities	2010-04-21	2012-03-29
	Rep	Advising on securities	2007-12-06	2010-04-21
	Rep	Asset management	2007-12-06	2010-04-21
	Rep	Dealing in securities	2007-12-06	2010-04-21
SG ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2004-02-02	2004-12-02
	Rep	Asset management	2004-02-02	2004-12-02
NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED	Rep	Advising on securities	-	2004-01-19
	Rep	Asset management	-	2004-01-19