Personnel Hong Kong SFC License Details (ID 68676)

Personnel Hong Kong SFC License Details (ID 68676)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jupiter Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2016-01-13	2018-05-11
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	2015-09-18
	Rep	Dealing in securities	2015-06-01	2015-09-18
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2012-09-12	2015-05-31
	Rep	Dealing in securities	2008-08-12	2015-05-31
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2004-07-02	2008-06-20