Personnel Hong Kong SFC License Details (ID 68679)

Personnel Hong Kong SFC License Details (ID 68679)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	RO	Advising on securities	2016-03-07	-
	RO	Dealing in securities	2016-03-07	-
	Rep	Advising on securities	2015-06-01	2016-03-07
	Rep	Dealing in securities	2015-06-01	2016-03-07
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2011-07-25	2015-05-31
	Rep	Dealing in securities	2011-07-25	2015-05-31
AXA Investment Managers Asia Limited	Rep	Advising on securities	2010-03-24	2011-07-08
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2010-03-24	2011-07-08
AXA Investment Managers Asia Limited	Rep	Dealing in securities	2010-03-19	2011-07-08
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Dealing in securities	2010-03-19	2011-07-08
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2004-05-10	2010-03-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2004-05-10	2010-03-01