Webb-site Legacy

Lau, Chi Yan (SFC:ARN514) 劉智仁

SFC ID:ARN514

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in securities	2015-06-01	-
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2011-03-01	2015-05-31
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2009-04-20	2010-01-29
	Rep	Asset management	2009-04-20	2010-01-29
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2008-08-19	2010-01-29
	Rep	Asset management	2008-08-19	2010-01-29
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2008-08-19	2010-01-29