Personnel Hong Kong SFC License Details (ID 68686)

Personnel Hong Kong SFC License Details (ID 68686)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	-
	Rep	Dealing in securities	2015-06-01	-
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2011-07-12	2015-05-31
	Rep	Dealing in securities	2011-07-12	2015-05-31
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2007-05-08	2011-06-07
	Rep	Dealing in securities	2007-05-08	2011-06-07
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2006-04-27	2007-04-16