Personnel Hong Kong SFC License Details (ID 68689)

Personnel Hong Kong SFC License Details (ID 68689)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	2018-10-02
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2007-12-13	2010-02-08
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2007-12-13	2015-05-31
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Advising on securities	2006-08-28	2007-04-04
	Rep	Asset management	2006-08-28	2007-04-04
	Rep	Dealing in securities	2006-08-28	2007-04-04
NNIP HONG KONG LIMITED	Rep	Advising on securities	2004-06-21	2006-08-18
	Rep	Asset management	2004-06-21	2006-08-18
	Rep	Dealing in securities	2004-06-21	2006-08-18
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-24
	Rep	Advising on securities	-	2004-05-24
	Rep	Asset management	-	2004-05-24
	Rep	Dealing in securities	-	2004-05-24