Personnel SFC Licences and HKMA Registrations (ID 68691)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2024-09-17	-
	Rep	Dealing in securities	2024-09-17	-
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2020-01-14	2024-08-31
	Rep	Dealing in securities	2020-01-14	2024-08-31
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on securities	2017-08-01	2019-10-08
	Rep	Dealing in securities	2017-08-01	2019-10-08
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Asset management	2015-09-02	2017-07-26
	Rep	Advising on securities	2015-06-01	2017-07-26
	Rep	Dealing in securities	2015-06-01	2017-07-26
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2012-01-06	2015-05-31
	Rep	Dealing in securities	2012-01-06	2015-05-31
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2008-04-21	2012-02-10
	Rep	Dealing in securities	2008-04-21	2012-02-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.