Personnel Hong Kong SFC License Details (ID 68692)

Personnel Hong Kong SFC License Details (ID 68692)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-28	-
Natixis Investment Managers Hong Kong Limited	Rep	Dealing in securities	2018-06-15	2022-06-29
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2014-10-20	2018-05-30
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2011-10-18	2014-10-17
	Rep	Asset management	2011-10-18	2014-10-17
	Rep	Dealing in securities	2011-10-18	2014-10-17
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2010-12-23	2011-10-01