Personnel Hong Kong SFC License Details (ID 68694)

Personnel Hong Kong SFC License Details (ID 68694)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND ALLIANCE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2026-01-29	-
	Rep	Asset management	2026-01-29	-
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in securities	2020-08-07	2025-12-23
	Rep	Advising on securities	2015-06-01	2025-12-23
	Rep	Asset management	2015-06-01	2025-12-23
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2012-07-12	2015-05-31
	Rep	Asset management	2012-07-12	2015-05-31
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2010-11-11	2012-06-03