Personnel Hong Kong SFC License Details (ID 68711)

Personnel Hong Kong SFC License Details (ID 68711)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Realord Asia Pacific Asset Management Limited	Rep	Advising on securities	2020-06-02	2023-06-30
	Rep	Asset management	2020-06-02	2023-06-30
Realord Asia Pacific Securities Limited	Rep	Dealing in securities	2020-06-02	2023-06-30
GRAND FIRE SECURITIES LIMITED	Rep	Advising on securities	2018-03-02	2020-05-25
	Rep	Asset management	2018-03-02	2020-05-25
	Rep	Dealing in securities	2011-06-20	2020-05-25
SEAGA INTERNATIONAL LIMITED	Rep	Dealing in securities	2010-04-21	2011-05-20
Funderstone Futures Limited	Rep	Dealing in futures contracts	2009-09-14	2010-04-15
Funderstone Securities Limited	Rep	Dealing in securities	2009-09-01	2010-04-15
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Dealing in securities	-	2009-06-24