Personnel Hong Kong SFC License Details (ID 68713)

Personnel Hong Kong SFC License Details (ID 68713)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pearl Bridge Securities Limited	RO	Advising on securities	2019-01-15	2019-10-19
	RO	Dealing in securities	2019-01-15	2019-10-19
Beevest Securities Limited	RO	Advising on securities	2016-08-31	2016-12-15
	RO	Dealing in securities	2016-08-31	2016-12-15
	Rep	Dealing in securities	2016-05-12	2016-08-31
KGI ASIA LIMITED	Rep	Dealing in securities	2016-03-30	2016-03-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-03-30	2016-03-31
GRAND FIRE SECURITIES LIMITED	Rep	Advising on securities	2009-07-30	2014-09-05
	Rep	Dealing in securities	2009-07-30	2014-09-05
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2008-07-31	2009-04-24
Success Securities Limited	Rep	Advising on securities	2008-07-31	2009-04-24
	Rep	Dealing in securities	2008-07-31	2009-04-24
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-06-07	2007-07-23