Personnel Hong Kong SFC License Details (ID 68733)

Personnel Hong Kong SFC License Details (ID 68733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on futures contracts	2023-08-29	-
	RO	Advising on securities	2023-08-29	-
	RO	Asset management	2023-08-29	-
	RO	Dealing in securities	2023-08-29	-
	Rep	Advising on securities	2021-10-12	2023-08-29
	Rep	Asset management	2021-10-12	2023-08-29
	Rep	Dealing in securities	2021-10-12	2023-08-29
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-06-22	2018-09-26
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2015-06-22	2018-09-26
AllianceBernstein Hong Kong Limited	RO	Advising on securities	2011-09-16	2012-03-30
	RO	Asset management	2011-09-16	2012-03-30
	Rep	Advising on futures contracts	2003-12-16	2006-01-03
	Rep	Asset management	2003-12-16	2011-09-16
	Rep	Dealing in securities	2003-12-16	2012-03-30
	Rep	Advising on securities	2003-08-01	2011-09-16