Personnel Hong Kong SFC License Details (ID 68738)

Personnel Hong Kong SFC License Details (ID 68738)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	RO	Advising on futures contracts	2008-01-03	2011-10-26
	RO	Advising on securities	2008-01-03	2011-10-26
	RO	Dealing in futures contracts	2008-01-03	2011-10-26
	RO	Dealing in securities	2008-01-03	2011-10-26
	Rep	Advising on futures contracts	2007-02-06	2008-01-03
	Rep	Advising on securities	2007-02-06	2008-01-03
	Rep	Dealing in futures contracts	2007-02-06	2008-01-03
	Rep	Dealing in securities	2006-09-27	2008-01-03
	Rep	Asset management	2006-09-27	2011-10-26