Personnel Hong Kong SFC License Details (ID 68740)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	RO	Advising on securities	2011-09-28	-
	RO	Dealing in securities	2011-09-28	-
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2009-10-15	2011-10-24
	Rep	Dealing in securities	2009-10-15	2011-10-24
	Rep	Advising on securities	2009-08-14	2009-10-13