Personnel Hong Kong SFC License Details (ID 68746)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2012-11-16	-
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2009-04-30	2012-02-16
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2008-09-26
	Rep	Dealing in securities	2003-04-01	2008-09-26