| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | RO | Advising on futures contracts | 2025-02-13 | - |
| RO | Asset management | 2025-02-13 | - | |
| RO | Dealing in futures contracts | 2025-02-13 | - | |
| RO | Advising on securities | 2016-07-14 | - | |
| RO | Dealing in securities | 2016-07-14 | - | |
| Rep | Advising on securities | 2004-05-31 | 2016-07-14 | |
| Rep | Dealing in securities | 2004-05-31 | 2016-07-14 | |
| abrdn Hong Kong Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-15 |
| Rep | Asset management | 2003-04-01 | 2003-12-15 | |
| Rep | Advising on securities | 2003-04-01 | 2004-05-14 |
No HKMA registrations in the collected records.