| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-05-17 | - |
| Rep | Dealing in securities | 2023-05-17 | - | |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2021-06-30 |
| Rep | Dealing in securities | 2011-10-24 | 2021-06-30 | |
| AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-09-21 | 2011-10-24 |
| Rep | Dealing in securities | 2010-09-21 | 2011-10-24 | |
| MF Securities Hong Kong Limited | Rep | Advising on securities | 2010-06-17 | 2010-07-12 |
| Rep | Dealing in securities | 2010-06-17 | 2010-07-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-09 | 2008-01-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-06-09 | 2008-01-24 |
No HKMA registrations in the collected records.