Personnel Hong Kong SFC License Details (ID 68753)

Personnel Hong Kong SFC License Details (ID 68753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
abrdn Hong Kong Limited	RO	Advising on securities	2017-06-27	2025-06-17
	RO	Asset management	2017-06-27	2025-06-17
	RO	Dealing in securities	2017-06-27	2025-06-17
	Rep	Advising on securities	2016-05-04	2017-06-27
	Rep	Asset management	2016-05-04	2017-06-27
	Rep	Dealing in securities	2016-05-04	2017-06-27
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2015-11-27	2016-03-07
	Rep	Dealing in futures contracts	2015-11-27	2016-03-07
	Rep	Asset management	2013-08-01	2016-03-07
	RO	Advising on securities	2012-11-20	2016-03-07
	RO	Dealing in securities	2012-11-20	2016-03-07
	Rep	Dealing in securities	2011-11-01	2012-11-20
	Rep	Advising on securities	2011-04-27	2012-11-20