Personnel Hong Kong SFC License Details (ID 68767)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	RO	Advising on securities	2026-01-05	-
	RO	Asset management	2026-01-05	-
	RO	Dealing in securities	2024-03-01	-
	Rep	Dealing in securities	2018-05-30	2024-03-01
	Rep	Advising on securities	2018-05-30	2026-01-05
	Rep	Asset management	2018-05-30	2026-01-05
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2017-01-24	2017-03-23
	RO	Dealing in securities	2017-01-05	2017-01-24
	Rep	Dealing in securities	2012-05-11	2017-01-05
	Rep	Advising on securities	2012-05-11	2017-03-23
	Rep	Asset management	2012-05-11	2017-03-23
AllianceBernstein Hong Kong Limited	RO	Advising on futures contracts	2012-01-12	2012-02-22
	RO	Advising on securities	2012-01-12	2012-02-22
	RO	Dealing in futures contracts	2012-01-12	2012-02-22
	RO	Dealing in securities	2012-01-12	2012-02-22
	Rep	Advising on futures contracts	2009-07-17	2012-01-12
	Rep	Advising on securities	2009-07-17	2012-01-12
	Rep	Dealing in futures contracts	2009-07-17	2012-01-12
	Rep	Dealing in securities	2009-06-17	2012-01-12
	Rep	Asset management	2009-06-17	2012-02-22
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2005-07-22	2009-04-10
	Rep	Dealing in securities	2005-07-22	2009-04-10
STANDARD LIFE INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2003-04-01	2009-04-10