Li, Hsinlin 李欣霖 SFC Licences and HKMA Registrations (ID 68770)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2011-10-24	-
	Rep	Dealing in securities	2011-10-24	2025-09-26
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2010-07-02	2011-10-24
	Rep	Dealing in securities	2010-07-02	2011-10-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.