Personnel Hong Kong SFC License Details (ID 68771)

Personnel Hong Kong SFC License Details (ID 68771)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2022-04-25	2025-05-26
	Rep	Advising on securities	2022-04-25	2025-05-26
	Rep	Asset management	2022-04-25	2025-05-26
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2022-04-25	2025-05-26
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2016-06-03	2022-03-25
	Rep	Asset management	2016-06-03	2022-03-25
	Rep	Dealing in futures contracts	2016-06-03	2022-03-25
	Rep	Advising on securities	2011-01-13	2022-03-25
	Rep	Dealing in securities	2011-01-13	2022-03-25
	Rep	Advising on securities	2010-10-18	2010-11-10
	Rep	Advising on securities	2010-07-21	2010-08-16