| AllianceBernstein Hong Kong Limited | RO | Advising on futures contracts | 2025-09-19 | - |
| RO | Advising on securities | 2025-09-19 | - |
| RO | Dealing in futures contracts | 2025-09-19 | - |
| RO | Dealing in securities | 2025-09-19 | - |
| Rep | Advising on futures contracts | 2025-06-05 | 2025-09-19 |
| Rep | Advising on securities | 2025-06-05 | 2025-09-19 |
| Rep | Dealing in futures contracts | 2025-06-05 | 2025-09-19 |
| Rep | Dealing in securities | 2025-06-05 | 2025-09-19 |
| Rep | Advising on futures contracts | 2011-03-17 | 2023-08-11 |
| Rep | Advising on securities | 2011-03-17 | 2023-08-11 |
| Rep | Asset management | 2011-03-17 | 2023-08-11 |
| Rep | Dealing in futures contracts | 2011-03-17 | 2023-08-11 |
| Rep | Dealing in securities | 2011-03-17 | 2023-08-11 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-07-19 | 2011-02-17 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-19 | 2011-02-17 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-04-11 | 2006-08-25 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-11 | 2006-08-25 |