Personnel Hong Kong SFC License Details (ID 68776)

Personnel Hong Kong SFC License Details (ID 68776)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2011-10-24	2013-02-09
	Rep	Dealing in securities	2011-10-24	2013-02-09
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2010-04-13	2011-10-24
	Rep	Dealing in securities	2010-04-13	2011-10-24
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-08-18	2010-03-18
	Rep	Dealing in securities	2008-08-18	2010-03-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-08-18	2010-03-18